Savant Recruitment Logo
CONTACT US  |  020 7633 2266  |  

Min Salary

Job Title

Back to Jobs

Compliance Officer

Sector: Risk, Compliance & Governance

Location: Hertfordshire

Type: Permanent

Ref: BBBH60845_1566308246

Salary: £35000.00 - £45000.00 per annum + benefits

Our client, a growing organisation, seeks a Compliance Officer to strengthen its compliance team following internal promotion.
Working across the business, the Compliance Officer will be responsible for providing guidance on all areas of compliance including Financial Conduct Authority (FCA), data protection rules (GDPR) and ensuring that the business maintains a strong 'Treating Customers Fairly' (TCF) environment.
As the subject matter expert, you will interpret compliance rules and help the business understand the requirements, implications of non-adherence and offer recommendations as to how they can best mitigate against risk. In addition to proactive work with the business, you will manage the compliance monitoring and conduct monitoring programmes, provide regulatory reporting for both internal and external stakeholders and keep a record of any FCA relevant complaints.
This is an interesting and challenging role requiring an individual with compliance experience gained in a FCA regulated environment, ideally with some exposure or a good understanding of risk management.

Skills / Experience / Attributes

  • Proven compliance management experience

  • Strong understanding of the Financial Conduct Authority (FCA) or similar financial regulatory knowledge

  • Understanding of risk management

  • Ability to work at a senior level with strong risk awareness and analysis skills

  • Excellent stakeholder relationship management and influencing skills

  • High level of commercial awareness and aptitude


Apply for this job

Sorry, this role is no longer available

 View our latest Accountancy & Finance Jobs

Latest News

Meat sector warns of Brexit production squeeze
Thu, 17 Jun 2021 18:05:10 GMT
UK faces shortage of home-reared chickens as EU workers stay away, says trade group.
Brewdog boss sorry for staff 'pain' as pledges review
Thu, 17 Jun 2021 17:21:33 GMT
James Watt has promised an independent review of the beer company after fierce criticism from...
Victoria’s Secret hires footballer Megan Rapinoe in rebrand
Thu, 17 Jun 2021 16:43:58 GMT
Lingerie firm hopes partnerships with the likes of football star Megan Rapinoe will revamp the...
'Covid protection did not stop court action over unpaid rent'
Thu, 17 Jun 2021 13:53:32 GMT
Many firms face county court judgements for unpaid rent despite the moratorium on commercial...
Covid: Employers can put self-isolating staff on furlough
Thu, 17 Jun 2021 14:12:12 GMT
The Treasury was "reluctant" to say the scheme could be used this way, emails from a civil servant...
Scotch whisky tariffs suspended in UK-US trade deal
Thu, 17 Jun 2021 15:17:32 GMT
A deal between the UK and US means tariffs on goods such as Scotch whisky will be suspended for five...